Our Advisors

Our Team

As a team we have a combined 42 years of industry experience, each from a different background and area of expertise.  We have all worked together since 2000 as co-workers, and formally joined together as a team in late 2005.  In late 2006 we made an important change in our business and became independent business owners.  Thanks to the support of our family, friends, and clients, our move was a success and we look forward to continue developing our relationships.  We currently conduct securities business in 33 states and territories and insurance business in 13.

Alan L. Broderick - Partner

Alan is a graduate of the University of Virginia with a B.A. in Economics.  He has been working in the wealth advisory field since 2000.  His professional credentials in addition to the general securities registration and insurance licenses include:   Series 9 (General Securities Sales Supervisor - Options), Series 10 (General Securities Sales Supervisor - General), Series 31 (Managed Futures), and the AAMS designation.  A Williamsburg native, Alan resides in Williamsburg with his wife, Laura, a history and government teacher at Walsingham Academy.

Bruce A. Lemley - Partner

Bruce is a graduate of William Patterson University with a B.S. in Biology and holds a Masters of Business Administration from Indiana Wesleyan University.  Prior to entering the wealth management field Bruce was the president for Tyrolit Abrasives, U.S. Operations.  In 1997 Bruce began his career as a Financial Advisor and now holds the CERTIFIED FINANCIAL PLANNER™ certification.  A Lincoln Park, NJ native, Bruce lives in Williamsburg with his wife, Donna, and two children, Michael and Sarah.

Charles P. Lucy - Partner

Charles is a graduate of Christopher Newport University with a B.A. in Finance and holds a Masters of Business Administration (MBA) from the College of William and Mary.  Prior to beginning work in the wealth advisory business in 1996, Charles enjoyed a ten year career in retail and commercial banking on the Peninsula.  His credentials also include the CERTIFIED FINANCIAL PLANNER™ (CFP®) certification.  Charles is a native of Hampton, VA, and now resides in the Tabb section of York County with his wife Heidi, and his two boys, David and Craig.